Compliance Engine <br> </br>

Compliance Engine

KYC/AML

  • Multi-level complex conditional rules
  • Integrated with suspicious persons/OFAC lists
  • Dynamic application on orders
  • Status reporting

FATCA

  • Indicia search
  • Remediation
  • On-boarding
  • FATCA Reporting

Form PF

  • Form PF Reporting
  • Concentration analysis
  • Liquidity analysis
  • Redemptions reporting